Executives of vertically integrated and conflicted advice businesses in corporate watchdog’s sights

Policy and Regulation

Executives of vertically integrated and conflicted advice businesses in corporate watchdog’s sights

An inability to take swift and effective action against the managers and executives of businesses that offer financial planing, including super funds, remains a gap in the corporate regulator’s armoury that it wants to fill, according to ASIC commissioner Peter Kell. Speaking at an Association of Superannuation Funds of Australia (ASFA) conference on Tuesday, Kell […]