Featured Homepage Posts
AIST plan seeks to improve reporting on operational risk
Peak body launches tools and guidance for ‘seller-buys’ scheme that looks to compliance more uniform and efficient.
Jean-Paul PelosiJuly 24, 2018
operational due diligence
Administration
Seller-pays operational due diligence regime gathers steam
A seller-pays scheme in response to new operational due diligence rules has been lauded as a cost saver for fund managers and asset owners.
Ben FalkenmireJune 30, 2017
Investment Strategy
Ascendancy of the chief investment operations officer
Chief investment officers and portfolio managers are finding it increasingly difficult to implement portfolio decisions without getting a final tick of approval from their back-office colleagues.
Amanda WhiteFebruary 24, 2017
Custody
Due diligence of fund
managers overlooked
The responsibilities of superannuation trustees are many and varied. One of these responsibilities is being accountable for the robustness of the risk, compliance and operational processes of service providers appointed by the fund. The position of the Australian Prudential Regulation Authority (APRA) on this matter is very clear. Accountability for any functions, including investment management, […]
Luke Macredmond and Philip HopeApril 16, 2012